Datasets / 2010 SEC Opinions and Adjudicatory Orders

2010 SEC Opinions and Adjudicatory Orders

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Published By Securities and Exchange Commission

Issued about 9 years ago

US
beta

Summary

Type of release
a one-off release of a single dataset

Data Licence
Not Applicable

Content Licence
Creative Commons CCZero

Verification
automatically awarded

Description

The opinions and orders issued by the Commission in 2010 adjudicating either appeals from initial ALJ decisions or disciplinary or adverse action taken by self-regulatory organizations (such as FINRA) or motions in connection with these proceedings.

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