Datasets / 2009 Administrative Law Judge Initial Decisions

2009 Administrative Law Judge Initial Decisions

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Published By Securities and Exchange Commission

Issued almost 10 years ago

US
beta

Summary

Type of release
a one-off release of a single dataset

Data Licence
Not Applicable

Content Licence
Creative Commons CCZero

Verification
automatically awarded

Description

The initial decisions issued by administrative law judges in 2009 that contains findings of fact, legal conclusions, and an order that often contains a sanction. These initial decisions follow hearings on allegations of securities law violations initiated in most cases by the Commission's Division of Enforcement.

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